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Templates for internal controls

Chances are your don't have a controller at your firm. Some of you don't have a CFO or dedicated compliance exec. But you do have some internal control issues. So how do you get started? In such Read more...

Sarbox battle erupts over retailer

We've been debating the costs vs. benefits of Sarbox for a while now. Has the conventional wisdom shifted at all? Despite acknowledging the costs of Sarbox, deep down, people will always see a move Read more...

IPO window opens for tech companies

The old saw in Silicon Valley is that Sarbanes-Oxley has made the public offering less attractive as an exit option. But that seems to be changing. The New York Times notes data from the National Read more...
Tags: liquidity   silicon valley   IPO  

China and Sarbanes-Oxley

We've noted before that there seems to be cultural differences when it comes to Sarbanes-Oxley. Europeans tended to have more negative views, while Read more...

Big Japan bank likes Sarbox

This is sweet music to the New York Stock Exchange: Mizuho Financial Group, Japan's second largest, debuted on the Big Board last week. It follows in the footsteps of Mitsubishi Bank. Surely, the Read more...

Tags: NYSE   liquidity  

Interesting case study: Chinese firms flock to Nasdaq

The conventional wisdom, which the NYSE and Nasdaq are happy to trumpet, is that Sarbanes Oxley is hampering the efforts of U.S. exchanges to market to foreign companies. The numbers seem to Read more...

London seizes on Sarbox as marketing tool

The city of London is in something of an economic development frenzy, and its financial marketing campaign has been built largely on Sarbanes Oxley. While it seems odd, it is a powerful theme that Read more...

Tags: liquidity   congress  

Avoiding Sarbox: worth the reputation hit?

We've noted the London's Stock Exchange's AIM (Alternative Investment Market), whose rising popularity seems to be at the expense of the NASDAQ. By one measure, raising $50 million on NASDAQ costs Read more...

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