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SEC aims at stock sale and bonuses under 304

For the first time, the SEC has made use of Section 304 of Sarbanes Oxley, which gives the agency the right to seek repayment of bonuses and stock sale profits when financial results are later Read more...

How to control for options dating miscues

It is often said that Sarbanes-Oxley has solved the options mis-dating scandals, given that the Read more...

SEC to issue guidance on options grant dates

This is hardly surprising: Perhaps as early as next month, the Securities and Exchange Commission will issue guidance about the dating of options grants. Obviously, this is a huge issue right now Read more...

Tags: dating   SEC   earnings   grants